Policy and SOPs Review Dates

Collection

Type

Document Name

Review / Renewal Date

Sales and Marketing Proposal

Policy

Public Relations Strategy

n/a

Policy

Sales and Marketing Policy

20/08/2026

Policy

Pip Character Development

n/a

SOP

Customer Relationship Management (CRM) Training SOP

20/08/2026

SOP

Customer Reception Flow (Customer Experience/Excellence Officer)

24/07/2026

Guideline

CRM Navigation Guidelines (Access, Web, Instructional)

n/a

Guideline

Agent Onboarding Guidelines & SOP

04/09/2026

Guideline

Marketing To Win

n/a

Template

Customer Day Event Template

n/a

Template

FAQ Template

n/a

Template

Agent Contact Details & Agency Agreement

n/a

Template

Marketing Schedules (PR/Blog, Email, Events, Social Media)

n/a

Checklist

Daily Communications and Content Checklist

Monthly

Checklist

Master To-Do List

Monthly

Credit and Loan Management

Policy

Budgets and Cash Forecast Policy

24/07/2026

Policy

Cash Management Policy

24/07/2026

Policy

Credit and Loan Approval Policy

24/07/2026

Policy

Customer Complaint Resolution Policy

24/07/2026

Policy

Customer Data Privacy Policy

24/07/2026

Policy

Data Retention and Disposal Policy

24/07/2026

Policy

Accounting Software (Xero) Usage Policy

24/07/2026

Policy

Insurance Renewal and Processing Policy

11/09/2026

Policy

Customer Identity Verification Policy

17/12/2026

SOP

Budgets and Cash Forecast Procedure

24/07/2026

SOP

Creating a Top-up with the same Monthly Repayment SOP

03/09/2026

SOP

Customer Departure SOP

24/07/2026

SOP

Customer Identity Verification SOP

17/11/2026

SOP

Customer Onboarding SOP

24/07/2026

SOP

Following-up with New Online Customers SOP

24/07/2026

SOP

Loan Disbursements (Loan Proceeds) SOP

24/07/2026

SOP

Loan Payout Report SOP

24/07/2026

SOP

Insurance Renewal and Processing SOP

11/09/2026

SOP

In-Person Loan Application (iPad & LMS) SOP

07/08/2026

SOP

Online Loan Application Processing SOP

24/07/2026

SOP

Receivables: Statements Distribution SOP

24/07/2026

SOP

Cash Management SOP

24/07/2026

SOP

Loan Payment Processing: Batch SOP

24/07/2026

Guideline

Loan Platform Flow

Bi-annual/Annual

Finance and Accounting

Policy

Accounting Policy / Bank Deposits Policy / Payroll Policy

24/07/2026

Policy

Financial Reporting Policy / Accounts Payable Policy

24/07/2026

Policy

Management Accounts (Preparation) Policy

30/07/2026

Policy

Risk Management Framework Policies and Procedures

24/07/2026

Policy

Regulatory Compliance Policies and Procedures

11/09/2026

SOP

Monthly Management Accounts (Preparation / Bad Debt / VAT)

17/09/2026

SOP

Payables: (Approve Bills, Customer Payments, Pay Bills, POs)

25/07/2026

SOP

Payables: (Post Bills, Review & Update Groups, Vendor Recon)

14/09/2026

SOP

Petty Cash (Reconciliation & Management)

12/09/2026

SOP

Bank Reconciliation and Bank Statement Import

24/07/2026

SOP

New Customer Count & Loanbook Calculations

24/07/2026

SOP

PPM Processing (Private Placement)

24/07/2026

SOP

Director's Fees / Dividends / Interest Schedule SOP

18/12/2026

SOP

Receivables: (Credit Card Processing, Review & Update Groups)

11/09/2026

SOP

Training Accounting Staff

24/07/2026

SOP

Internal Fund Transfers & Updating Payout Report

06/08/2026

Guideline

On-site inspection list

Bi-annually/

Annually

Template

CFAL Deposit / Redemption Templates

TBA

Checklist

Monthly Management Accounts Preparation Checklist

TBA

Checklist

Peggy Checklist

n/a

Debt and Recovery

Policy

Debt and Recovery Policy / Deceased Client Policy

04/09/2026

Policy

Loan Charge-Offs and Xero Collections Policy

04/09/2026

Policy

Retired Delinquent Clients Policy

04/09/2026

Policy

Customer Identity Verification Policy

17/12/2026

SOP

Adding Repossessed Vehicle Inventory SOP

04/09/2026

SOP

Collections and Repossession: Monthly Tasks SOP

24/07/2026

SOP

Debt and Recovery SOP

04/09/2026

SOP

Deceased Delinquent Client SOP

27/08/2026

SOP

Loan Charge-Offs and Xero Collections SOP

24/07/2026

SOP

Receivables: Late Fees SOP

04/09/2026

SOP

Retired Client SOP

04/09/2026

SOP

Customer Identity Verification SOP

17/11/2026

Template

Demand Letters (Final / Legal)

Bi-annually/

Annually

Template

Notices (Delinquency, Overdue, Reminders, Satisfactory)

Bi-annually/

Annually

Template

Excel Loan History & Valuation Reports

Bi-annually/

Annually

Compliance

Policy

AML / CFT / Proliferation Financing (AML/CFT/PF)

Bi-annually/

Annually

SOP

Business Continuity and Disaster Recovery Plan (BCDR)

Bi-annually/

Annually

SOP

Certificates of Good Standing (Easyterms / Easy Holdings)

Bi-annually/

Annually

Document

Mission, Vision and Values

TBA

Document

Easyterms Compliance Manual

TBA

Human Resources

Policy

Employee Handbook

Bi-annually/

Annually

Policy

Code of Conduct

24/07/2026

Policy

Equal Opportunities and Anti-Harassment

04/09/2026

Policy

Employee Data Protection

15/09/2026

Policy

Health and Safety Policy

18/09/2026

Policy

Staff Recruitment, Education and Training Policy

25/07/2026

SOP

Disciplinary / Grievance Policies and Procedures

04/09/2026

SOP

Health and Safety SOP

18/12/2026

Form

Multi-Purpose Incident Reporting Form

18/12/2026

SOP

Staff Onboarding & Offboarding Procedures

04/09/2026

SOP

Staff Recruitment, Education and Training Procedure

04/09/2026

Template

Job Descriptions (JD) and Interview Questions (IQs)

Biannually/ Annually

Template

Organisational Chart / New Appointment Documents

Biannually/ Annually

Template

Employee 360 Feedback & Appraisal Forms

Biannually/ Annually

Checklist

Staff Onboarding & Offboarding Checklists

Biannually/ Annually

IT and Networking

Policy

Data Security Policy

24/07/2026

SOP

Computer Allocation & Setup SOP

Monthly

SOP

iPad / iPhone Setup & Allocation SOP

Monthly

SOP

Network Configuration / Online Services Agreement

TBA

SOP

Relevant Software's Client Business Continuity Plan

01/11/2026

Office & Facilities

Policy

Fire Safety Policy

11/08/2026

Fire Safety Certificate

01/04/2026

Policy

Office Tidiness Policy

11/08/2026

Policy

Office Access & Physical Security

18/12/2026

SOP

Office Opening and Closing SOP

18/12/2026

SOP

Office Tidiness SOP

07/09/2026

SOP

Cleaning and Maintenance SOP

18/12/2026

SOP

Maintenance Request Form

18/12/2026

Guideline

Phone Hold & Out-of-Office (OOO) Best Practices

Monthly

Checklist

Office Opening & Closing Security Checklist

Monthly

Checklist

Monthly Operational Inventory / Weekly Facilities Insp.

Monthly

Compliance

Calendar

Calendar

Compliance and Reporting Calendar - 2025

Monthly

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